Capabilities

Regency Corporate is a “One Firm” solution servicing
its clients with distinct knowledge and integrity.

capabilities

100 YEARS

OF EXPERIENCE

Regency Corporate and its directors have over 100 years' combined industry experience demonstrating unrivalled deal exposure and comprehensive investment banking knowledge.

Regency aligns with its clients, holding a long-term strategic view to enhance shareholder value. Acting as independent board advisors, Regency supports the daily management of its clients' business by consulting on operational, strategic and financial changes.

Leveraging its in-depth experience, Regency provides its clients with the best advice in every situation.

Regency provides a full suite of corporate services to high potential companies to assist accelerate growth through operational transformation:

RECENT TRANSACTIONS
  • Cohiba Minerals Limited
    • Announced:

      24 - 01 - 2018

    • Status:

      Completed

  • Value:

    A$1.5M

  • Description:

    Advising Cohiba Minerals on its Private Placement of fully paid ordinary shares

  • See all

CORPORATE SERVICES

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Corporate Services

Regency Corporate’s Corporate Services practice provides tailored solutions to its clients, respectful of the firm’s values.

  • COMPANY SECRETARIAL SERVICES
  • Regency provides its clients with some of the most experienced Company Secretaries in the industry. The role of Company Secretary is key in every board of directors. Regency’s company secretaries enable the following service offering:

    • Management and preparation of independently audited annual and half yearly financial reports.

    • Liaison with Australian Securities & Investment Commission (ASIC) and Australian Taxation Office (ATO).

    • Preparation and lodgement of all announcements and relevant documents with the Australian Securities Exchange (ASX) as part of continuous disclosure requirements.

    • Liaison with other independently appointed professionals as required – lawyers, stock brokers, accountants, auditors, geologists.

    • Preparation and attendance at all company meetings - Board, Annual and Extra-ordinary meetings.

    • Assist the Company Committees in establishing procedures and policies to effectively manage its compliance obligations.

    • Liaison with the company’s share registry and shareholders.

  • Bookkeeping & Accountancy Services
  • Leveraging in-house capabilities, and exclusive collaborations, Regency employs qualified and experienced accountants and book-keepers worldwide, to ensure swift and detailed information flow through to senior management.

  • The services provided to clients include:

    • Preparation of Budget variance reports and project analysis.

    • Accounts payable and receivable, general book-keeping.

    • MYOB file preparation and reconciliation.

    • Co-ordinating the preparation of Annual, Half Yearly and Quarterly report.

    • Prepare audit files and manage the audit process with appointed auditors, as well as arrange the sign off for the financial reports.

    • Liaising with Management to ensure statutory disclosure requirements are met.

    • Preparation and lodgement of ATO compliance documentation.

    • Preparation of management accounts for internal use.

  • Serviced Offices and General Corporate Administration
  • Regency also offers office lease options to its clients, to provide the client’s directors and officers with:

    • Provision of Registered Address, Principal Place of Business and Postal Address.

    • Dedicated phone lines.

    • Serviced Offices (including parking).

    • Boardroom, meeting and presentation facilities.

    • Personal assistant.

    • General office support.

STRATEGIC ADVISORY

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Strategic Advisory

Regency Corporate serves its clients in a broad range of industries, with multi sector expertise from its offices in Perth, Sydney, Milan, Reggio Emilia, and Rome. Its professionals provide discrete and independent strategic and financial advice.

Regency’s senior management have demonstrated experience in cross sectoral complex private and public company transactions.

Regency’s “One Firm” solution, goes beyond traditional investment banking services, by supporting the client in managing the existing business.

Restructuring & Recapitalisation

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Restructuring & Recapitalisation

Regency’s restructuring practice uniquely positions the firm as a full service leading investment banking firm.

Regency provides a full suite of restructuring advisory services to companies, boards, shareholders, creditors and other stakeholders.

Fully committed to its “One Firm” solution, Regency provides expert independent advice to its clients addressing complex capital structure issues.

The Services include:

  • Capital structure evaluation.

  • Liability management.

  • Business plan review and creditor communication.

  • Debt capacity and valuation analysis.

INDEPENDENT BOARD ADVISORY

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INDEPENDENT BOARD ADVISORY

Regency Corporate’s long term strategy is to provide key advice to boards of directors in critical situations.

Regency’s senior management has a proven track record in advising Boards of Directors, covering Non-Executive and Executive positions in private and publicly listed companies over the years. Regency, is uniquely positioned to independently support companies and different assignments.

CAPITAL ADVISORY

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CAPITAL ADVISORY

Regency Corporate’s long term strategy is to provide key advice to boards of directors in critical situations.

Regency, is uniquely positioned to independently support companies and different assignments.

Regency’s directors have been involved in many special situations over the course of their careers, understanding the uniqueness of every assignment.

  • Advising clients on equity positioning and general M&A advisory.

  • Evaluating and implementing capital allocation strategies and raising debt and equity capital, including bank debt, junior debt, mezzanine capital and convertible debentures.

  • Advising clients on Initial Public Offering including IPO project management, equity placement, road show and investor presentation management, Due Diligence committee, managing independent experts and lawyers in the IPO process, ASX and ASIC co-ordination and prospectus drafting.

  • Advising clients on Backdoor Listings (or Reverse Take Overs), including suitable listed entities identification, negotiations with listed entities, management of RTO process management, equity placement, road show and investor presentation management, Due Diligence committee, managing independent experts and lawyers in the IPO process, ASX and ASIC co-ordination and prospectus drafting.

Private Banking Advisory

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Private Banking Advisory
  • Regency specialises in structuring and executing private transactions for private and corporate clients.

  • The dedicated PBA team has significant experience in executing transactions for clients who require direct private equity, credit, or hybrid financing solutions:

    • Private “secondary” sales of equity stakes / shareholder replacements;

    • Acquisition-related private equity or debt financing;

    • Growth capital;

    • Equity recapitalisation / debt refinancing;

    • Formation capital; and

    • Project financing.

  • Regency’s global network of institutional, professional and 708 high net worth investors enables the connection of its clients with private equity funds, mutual funds, hedge funds, alternative lenders, family offices, global pension funds and endowments, sovereign wealth funds, insurance companies, and strategic investors.

  • The product suite includes:

    • Equity private placements for private companies;

    • Private convertible and hybrid securities;

    • Private Placements in listed entities;

    • Senior and subordinated structured private debt; and

    • Royalty financings.

Current Engagements